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481	Financial Services Guide Pershing LLC One Pershing Plaza Jersey City, New JerseyUSA ARBN: Add to Reading List Source URL: onlineinvesting.westpac.com.au Language: English - Date: 2016-07-07 23:59:10 Self-regulatory organizations United States securities law Investment Securities Investor Protection Corporation Bank of New York Securities Investor Protection Act Financial Industry Regulatory Authority Securities regulation in the United States U.S. Securities and Exchange Commission Pershing LLC Security John J. Pershing
482	VERONICA ESCOBAR El Paso CounryJudge lndependent Registered Municipal Advisor Disclosure Certificate To all potential underwriters and placement agents: The County of El Paso, Texas recognizes that the U.S. Securities an Add to Reading List Source URL: www.epcounty.com Language: English - Date: 2014-08-14 16:45:53 Common law Equity Fiduciary Municipal bond U.S. Securities and Exchange Commission Advice El Paso Texas Underwriting Securities and Exchange Commission Adviser
483	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www1.snapon.com Language: English - Date: 2009-03-10 11:42:55 American brands Kenosha Wisconsin Snap-on Distribution Marketing Craftsman Franchising Atlas Copco Bolt On Technology
484	ASTFS Industry Insight April 2015 Add to Reading List Source URL: www.astfundsolutions.com Language: English - Date: 2015-07-28 11:59:28 Corporate crime U.S. Securities and Exchange Commission Big data
485	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-22 16:31:17 Financial markets 76th United States Congress Commodity markets Institutional investors Funds Exchange-traded fund Investment Advisers Act Broker-dealer U.S. Securities and Exchange Commission Futures contract Mutual fund Financial adviser
486	March 2, 2016 Daiwa Securities Group Inc. Attention This document is an unofficial translation of a press release announced on March 2, 2016, by Daiwa Securities Group Inc. The original press is in Japanese. Add to Reading List Source URL: www.daiwa-grp.jp Language: English - Date: 2016-03-02 01:09:21 Economy of Myanmar Myanmar Securities Exchange Centre Primary dealers Yangon Stock Exchange Daiwa Securities Group Myanma Economic Bank Security Myanmar U.S. Securities and Exchange Commission Daiwa Securities Capital Markets Co.Ltd.
487	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.astronics.com Language: English - Date: 2016-02-17 12:52:40 BlackBerry Limited S&P/TSX 60 Index S&P/TSX Composite Index Income statement
488	OMB APPROVAL OMB Number: Expires: August 31, 2011 Estimated average burden Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:19 United States securities law Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Arbitration Self-regulatory organization
489	NASAA Custody Requirements for Investment Advisers Model Rule 102(eAdopted April 3, 2000, Amended, , , * Rule 102(eCustody of Client Funds or Securities by Investment Advise Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-06-02 12:08:16 Investment United States securities law U.S. Securities and Exchange Commission 76th United States Congress Investment Advisers Act Financial adviser Investment fund Regulation S-X Securities Act Security Accredited investor Registered Investment Adviser
490	CITY OF SANTA ANA FINANCE & MANAGEMENT SERVICES AGENCY SEC Municipal Advisor Rule – Evidence of Independent Registered Municipal Advisor (IRMA) Exception October 1, 2014 Add to Reading List Source URL: www.ci.santa-ana.ca.us Language: English - Date: 2014-10-20 13:24:19 Financial advisors Financial adviser U.S. Securities and Exchange Commission Adviser Municipal Securities Rulemaking Board

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